UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM SD
SPECIALIZED DISCLOSURE REPORT
CONMED CORPORATION
(Exact name of registrant as specified in its charter)
| Delaware | 001-39218 | 16-0977505 | ||||||
| (State or other jurisdiction of | (Commission | (I.R.S. Employer | ||||||
| incorporation or organization) | File Number) | Identification No.) | ||||||
11311 Concept Blvd. Largo FL 33773-4908
(Address of principal executive offices, including zip code)
Todd W Garner (727) 214-2975
(Name and telephone number, including area code, of the person to contact in connection with this report)
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
√ Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2023.
Section 1 - Conflict Minerals Disclosure
Item 1.01 Conflict Minerals Disclosure and Report
Conflict Minerals Disclosure
This Specialized Disclosure Report on Form SD of CONMED Corporation is for the period from January 1, 2023 to December 31, 2023. Unless the context indicates otherwise, “CONMED,” “we,” “us,” and “our” refer to CONMED Corporation and its consolidated subsidiaries.
During 2023, certain of our operations manufactured, or contracted to manufacture, products for which 3TGs (as defined below) are necessary to their functionality or production (“Covered Products”). The term “3TGs” refers to columbite-tantalite (coltan), cassiterite, gold, wolframite or their derivatives, which are limited to tantalum, tin and tungsten. Accordingly, we have conducted a country of origin inquiry (“RCOI”) that was reasonably designed to determine whether any of the 3TGs in the Covered Products originated in the Democratic Republic of the Congo or an adjoining country (the Republic of the Congo, the Central African Republic, South Sudan, Uganda, Rwanda, Burundi, Tanzania, Zambia or Angola); or were from recycled or scrap sources.
Information about our RCOI, as well as the steps we have taken to exercise due diligence on the source and chain of custody of any 3TGs in the Covered Products, is included in our Conflict Minerals Report, which is included as an exhibit to this Form SD. The Specialized Disclosure Form (“Form SD”) and the associated Conflict Minerals Report is searchable under the SEC Filing section at the following link: www.conmed.com/en/investor-relations.
Item 1.02 Exhibit
A copy of CONMED’s Conflict Minerals Report is filed as Exhibit 1.01 to this Form SD.
Section 2 - Exhibits
Item 2.01 Exhibits
The following exhibit is filed as part of this report:
Exhibit 1.01 - Conflict Minerals Report as responsive to Item 1.01 and 1.02 of this Form SD.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
May 21, 2024
| By: | /s/ Todd W. Garner | |||||||
| Name: | Todd W. Garner | |||||||
| Title: | Executive Vice President, Finance & Chief Financial Officer | |||||||
Exhibit Index
| Exhibit No. | Description of Exhibit | Page Number | ||||||
Exhibit 1.01
CONMED Corporation
Conflict Minerals Report
For the Year Ended December 31, 2023
We have made statements in this Conflict Minerals Report that may constitute forward-looking statements about our plans to take additional actions or to implement additional procedures with respect to our due diligence efforts to determine the origin of conflict minerals included in our products. There can be no assurance that these future events will occur as anticipated. Forward-looking statements speak only as of the date they were made, and we undertake no obligation to publicly update them. Our reporting obligations under the conflict minerals rules may change in the future and our ability to implement certain processes or obtain information from our suppliers may differ materially from those anticipated or implied in this report.
1. Introduction
CONMED Corporation (“CONMED”, the “Company”, “we”, “our” or “us”) is filing this Conflict Minerals Report (“CMR”) pursuant to Rule 13p-1 under the Securities Exchange Act of 1934, as amended, for the year ended December 31, 2023.
This Conflict Minerals Report describes our reasonable country of origin inquiry (“RCOI”), the results thereof, and the design of our due diligence measures to determine whether 3TGs in products that CONMED manufactures, or contracts to manufacture, originated in the Democratic Republic of the Congo (“DRC”) or an adjoining country (the “Covered Countries”). The Covered Countries include Angola, Burundi, Central African Republic, the Republic of the Congo, Rwanda, South Sudan, Tanzania, Uganda, and Zambia. The term “Conflict Minerals” is defined as columbite-tantalite (coltan), cassiterite, gold, wolframite, or their derivatives, which are limited to tantalum, tin, and tungsten. For purposes of this CMR, tin, tungsten, tantalum and gold will collectively be referred to as the 3TGs. This report also provides an account of how these due diligence measures were implemented in 2023.
This report is available on our website at www.conmed.com/en/investor-relations under Financials and then SEC Filings.
2. Company Overview
CONMED is a medical technology company that provides devices and equipment for surgical procedures. The Company’s products are used by surgeons and other healthcare professionals in a variety of specialties including orthopedics, general surgery, gynecology, thoracic surgery, and gastroenterology.
Products
Our product lines consist of orthopedic surgery and general surgery. Orthopedic surgery consists of sports medicine instrumentation and lower extremities instrumentation and implants, small bone, large bone, and specialty powered surgical instruments as well as imaging systems for use in minimally invasive surgical procedures and service fees related to the promotion and marketing of sports medicine allograft tissue. General surgery consists of a complete line of endo-mechanical instrumentation for minimally invasive laparoscopic and gastrointestinal procedures, smoke evacuation devices, a line of cardiac monitoring products as well as electrosurgical generators and related instruments. 3TGs are in a significant portion of CONMED products due to electronics being a vital component to many of our product offerings. All four 3TGs are found within various electrical components that make up CONMED products, such as capacitors, rectifiers, relays, and electrical connectors.
Conflict Minerals Policy
The Company has actively engaged with our customers and suppliers for several years with respect to the use of conflict minerals. Our actions are a result of the Company’s responsible and inclusive culture and longstanding leadership in corporate responsibility. In addition to the measures described above, we have adopted a conflict minerals supply policy. This policy is available on our website at www.conmed.com/en/corporate-footer/policies in the Ethics and Compliance Policies section.
E-1
3. Reasonable Country of Origin Inquiry
Because conflict minerals are necessary to the functionality or production of products that we manufacture, we have conducted in good faith a reasonable country of origin inquiry regarding those conflict minerals. The RCOI is reasonably designed to determine whether any of the conflict minerals originated in the DRC, or the Covered Countries, or are from recycled or scrap sources.
Our RCOI employed a combination of measures to determine whether the 3TGs necessary for the functionality or production of CONMED products originated from the DRC or any of the Covered Countries. The Company’s primary means of determining country of origin of the necessary 3TGs was by conducting a supply chain survey with direct suppliers using the Responsible Business Alliance’s Conflict Minerals Reporting Template v6.31 (“CMRT”). This supply chain survey was implemented with the assistance of a third-party service provider, who is also assisting us with the development and implementation of additional steps that we are undertaking with suppliers in regard to conflict minerals.
As an initial step, we identified all first-tier suppliers that provided items to CONMED that were used in final products in 2023. This list included many suppliers that did not provide any 3TGs. Any suppliers that appeared on this initial list could be placed out of scope during the supplier survey process. For example, if they were included on the initial list in error and they did not in fact provide components or 3TG components used in our products or, as the CMRT allows, because any 3TGs in those components are unnecessary to the functionality or production of the supplier’s products, they were listed as out of scope. The remaining number of suppliers in 2023 was 97.
The CMRT was developed to facilitate disclosure and communication of information regarding smelters that provide 3TG materials to a company’s supply chain. It includes questions regarding a supplier’s “conflict-free” policy, engagement with its direct suppliers, and a listing of the smelters used in products provided to CONMED. In addition, the template contains questions about the origin of 3TGs included in the supplier’s products, as well as supplier due diligence. To ensure our suppliers understand our expectations regarding the sourcing of 3TGs, we and our third-party consultant have provided training to our suppliers through webinars, videos, and substantial one-on-one discussions.
This year’s program continues to include automated data validation on all submitted CMRTs. The goal of data validation is to increase the accuracy of submissions and identify any contradictory answers in the CMRT. The results of this data validation contribute to the program’s health assessment and are shared with the suppliers to ensure they understand areas that require clarification or improvement.
All submitted forms are accepted and classified as valid or invalid so that data is still retained. Suppliers were contacted in regard to invalid forms and were encouraged to resubmit a valid form. As of April 24, 2024, approximately 98% of the 97 CONMED suppliers contacted provided a response with two being non-responsive and two providing incomplete submissions. Non-responsive suppliers were contacted numerous times by both our third-party consultant and CONMED personnel. The majority of CMRTs provided by CONMED suppliers are at the company level and therefore cannot be definitively linked to any specific CONMED product.
Based on the responses to our RCOI, CONMED is unable to determine that 3TGs necessary to the functionality or production of our products did not originate in the DRC or any of the Covered Countries. Accordingly, CONMED engaged in the due diligence measures on the source and chain of custody of those 3TGs, as described in the next section of this Conflict Minerals Report.
4.0 Design of Due Diligence Measures
Our due diligence measures have been designed to conform, in all material respects, with the framework established in The Organization for Economic Co-operation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (“OECD Guidance”) and the related Supplements for gold, tin, tantalum and tungsten.
4.1 Establish Strong Company Management Systems
As described above, CONMED has adopted a conflict minerals policy, which is located in the Ethics and Compliance Policies section of the CONMED Corporation website (www.conmed.com/en/corporate-footer/policies).
E-2
Internal Team
CONMED has established a management system regarding the sourcing of 3TGs. Our management system includes both internal and external resources led by a project manager and subject matter experts at each of our manufacturing locations. This group is responsible for implementing our conflict minerals strategy. Senior management is briefed about the results of our due diligence efforts on a regular basis. We also use a third-party service provider to assist us with evaluating supply chain information regarding 3TGs and in the development and implementation of additional due diligence steps that we will undertake with suppliers regarding conflict minerals.
Control Systems
As we do not typically have a direct relationship with 3TG smelters and refiners, and due to our position in the supply chain and limited insight into deeper levels of the supply chain, we are engaged and actively cooperate with other major manufacturers in the medical device industry regarding 3TG sourcing matters.
With regards to our suppliers, controls include, but are not limited to, our Code of Conduct, which outlines expected behaviors for all CONMED employees; our supplier approval and review process, as well as contractual protections, as described further below; and business relationships with our suppliers.
Supply Chain Due Diligence
We obtain various component products from suppliers that we use in manufacturing our products. Due to our size, the complexity of our products, and the depth, breadth, and constant evolution of our supply chain, among other reasons, it is difficult for us to identify actors upstream from our direct suppliers. As part of our supply chain procedures, we require in our supply contracts that our direct suppliers provide information on the origin of the 3TGs contained in components and materials supplied to us - including sources of 3TGs that are supplied to them from all applicable lower-tier suppliers. Contracts with our direct suppliers are frequently multi-year term contracts. In those cases, although we generally are unable to unilaterally impose new contract terms and flow-down requirements prior to the expiration of the contract, we work individually with key selected suppliers to ensure they provide 3TG sourcing information for all current contracts, and in all new contracts in the future. We have approached existing suppliers to adopt amendments regarding 3TGs, and as we renew contracts or enter into new ones, we add a clause that requires all applicable suppliers to provide information about the source of 3TGs and information about the smelters from which 3TGs are sourced. All purchase orders for direct materials used in the composition of our products require that suppliers provide CONMED with Conflict Minerals information on the current Conflict Minerals Reporting Template, or CMRT (as described further below), and that components must be free of Conflict Minerals.
Supplier Engagement
With respect to the OECD requirement to strengthen engagement with suppliers, we use a Supplier Approval Process that evaluates our suppliers based on their quality systems and their readiness to provide CONMED all the required services and support documents.
We put a strong emphasis on supplier education and training. To accomplish this, we utilized our third-party consultant’s learning management system and provided all in-scope suppliers access to conflict minerals training courses. This training is tracked and evaluated based on completion. All suppliers are encouraged to complete all modules within these courses.
Grievance Mechanism
Various communication channels exist to serve as grievance mechanisms for early-warning risk awareness. We have multiple longstanding grievance mechanisms whereby employees (internal) and suppliers (external) can report violations of CONMED’s policies. This includes, but is not limited to, our whistleblower hotline listed on our website at www.conmed.com/en/corporate-footer/policies in the Ethics and Compliance Policies section.
Maintain Records
We have adopted a policy to retain relevant documentation, including the records of our due diligence process, for a minimum period of five years.
E-3
4.2 Risk Identification, Assessment and Response
In accordance with OECD Guidelines, it is important to understand risk levels associated with conflict minerals in the supply chain. Smelters that are not certified as DRC-Conflict Free by third-party sources such as the Responsible Minerals Initiative (“RMI”) pose a significant risk.
Where a smelter is not identified as Conflict Free by such sources, we assess them according to red flag indicators defined in the OECD Guidance. This rating is based on various factors, including geographic proximity to the DRC and covered countries; known mineral source country of origin; Responsible Minerals Assurance Process (RMAP) audit status; credible evidence of unethical or conflict sourcing and Peer Assessments conducted by credible third-party sources.
Additionally, suppliers are evaluated on program strength (further assisting in identifying risk in the supply chain). Evaluating and tracking the strength of the program can assist in making key risk mitigation decisions as the program progresses. The criteria used to evaluate the strength of the supplier’s program are:
•Have you established a conflict minerals sourcing policy?
•Have you implemented due diligence measures for conflict-free sourcing?
•Do you review due diligence information received from your suppliers against your company’s expectations?
•Does your review process include corrective action management?
When suppliers answer yes, they are deemed to have a strong program. When suppliers do not meet those criteria, they are deemed to have a weak program.
As part of our risk management plan and to ensure suppliers understand our expectations, we have, through a third party, provided video and written training on conflict minerals and the CMRT. This includes instructions on completing the form, and one-on-one email and phone discussions with supplier personnel.
As described in our Conflict Minerals Policy, we engage any of our suppliers whom we have reason to believe are supplying us with 3TGs from sources that may support conflict in the DRC or any of the Covered Countries to establish an alternative source of 3TGs that does not support such conflict, as provided in the OECD guidance. If we are not satisfied with the results, we will then take steps to terminate a contract and find replacement suppliers.
Additionally, in designing and implementing our strategy to respond to the supply chain risks that we identified, CONMED analyzed various industry approaches and consulted with other companies in our industry.
Tracing materials back to their mine of origin is a complex aspect of responsible sourcing in our supply chain. We have determined that seeking information about 3TG smelters and refiners in our supply chain represents the most reasonable effort we can make to determine the mines or locations of origin of the 3TGs in our supply chain. This was done by adopting the methodology outlined by the RMI’s joint industry programs and outreach initiatives and requiring our suppliers to conform to the same standards to meet the OECD Guidelines, and report to us using the CMRT. Through this industry joint effort, we made reasonable determination of the mines or locations of origin of the 3TGs in our supply chain. We also requested that all of our suppliers support the initiative by following the sourcing initiative and working to align their declared sources with the “Known” and “Conflict Free” lists of sourced metals.
We believe that the inquiries and investigations described above represent a reasonable effort to determine the mines or locations of origin of the 3TGs in our Covered Products. This includes: (1) seeking information about 3TG smelters and refiners in our supply chain by requesting that our suppliers complete the CMRT, (2) verifying those smelters and refiners with the expanding RMI lists, (3) conducting the due diligence review, and (4) obtaining additional documentation and verification, as applicable.
4.3 Carry out Independent Third-Party Audit of Supply Chain Due Diligence at Identified Points in the Supply Chain
The Company relies on third-party audits of smelters and refiners conducted as part of the Responsible Minerals Assurance Process (RMAP). The RMAP uses independent private-sector auditors, and audits the source, including the mines of origin, and the chain of custody of the conflict minerals used by smelters and refiners that agree to participate in the program. We do not typically have a direct relationship with 3TG smelters and refiners, and we do not perform or direct audits of these entities within our supply chain.
E-4
4.4 Report Annually on Supply Chain Due Diligence
CONMED reports annually on supply chain due diligence by filing a Form SD and a Conflict Minerals Report with the SEC. CONMED’s Form SD and Conflict Minerals Report can be found on our website at www.conmed.com/en/investor-relations under Financials and then SEC Filings.
5. Due Diligence Results
As described above, as part of our supply chain due diligence process, we identified suppliers likely to utilize 3TGs in the products that they provide to us. We utilized the CMRT to facilitate disclosure and communication of information regarding smelters that provide 3TGs used in products supplied to us by those suppliers for incorporation into our products.
The quality of the responses that we received from our surveyed suppliers also continue to be varied. Many responses provided by suppliers (via the CMRT) included the names of facilities listed by the suppliers as smelters or refiners. The CMRTs submitted by suppliers that do not list at least one smelter for each 3TG claimed on the CMRT are considered invalid and our third-party provider follows up on these, urging suppliers to resubmit with increased smelter information. There are still suppliers unable to provide the smelters or refiners used for materials supplied to us.
For all responses that indicated a smelter, our third-party consultant compared the facilities listed to the list of smelters maintained by the Responsible Minerals Initiative. If a supplier indicated that the facility was certified as “Conflict-Free,” our third-party consultant confirmed that the name was listed by RMI as a “Conflict-Free” smelter. As of May 1, 2024, we have validated 350 legitimate smelters or refiners and we are working to validate the additional smelter/refiner entries from the submitted CMRTs. Based on the smelter list provided by suppliers via the CMRTs and publicly available information, we have identified 225 smelters that are deemed “Responsible Minerals Assurance Process (RMAP) Conformant” - this indicates these smelters and refiners are conformant with the RMAP assessment protocols. There are 6 more smelters or refiners that are deemed “RMAP Active” - Smelters and refiners on the Active list have committed to undergo a RMAP audit. In addition, we have identified 29 smelters and refiners that are not conformant with the RMAP assessment protocols. The remaining 90 smelters listed have not yet been confirmed as Conflict-Free. Attachment A lists the smelters and refiners that the suppliers we surveyed reported as being in their supply chains. We have not listed in Attachment A any smelters or refiners that we have not been able to validate. Attachment B includes an aggregated list of the countries of origin from which the reported facilities collectively source conflict minerals, based on information provided by suppliers and RMI.
Many responses received either provided data at a company or subsidiary level and chose not to provide information at the component level, or did not specify the smelters or refiners used for components supplied to CONMED. Accordingly, we are unable to determine, in those cases, whether any of the 3TGs reported by the suppliers were contained in components or parts supplied to us, or to validate that any of the smelters or refiners identified are actually in our supply chain.
We expect any of our suppliers that we have reason to believe are supplying us with 3TGs from sources that may support conflict in the Covered Countries to establish an alternative source of 3TGs that does not support such conflict, as provided in the OECD guidance. During 2023, we have found no instances where it was necessary to terminate a contract or find a replacement supplier.
6. Steps to Improve Future Due Diligence and Supply Chain Risk Mitigation
We are taking the following steps to improve our due diligence conducted to further mitigate any risk that the necessary 3TGs in our products could benefit armed groups in the DRC or Covered Countries:
a.Continue to include a conflict minerals clause in all new or renewed supplier contracts.
b.Continue to engage with suppliers and direct them to training resources as mentioned in Section 4.1, Supplier Engagement, to attempt to increase the response rate and improve the content of the supplier survey responses.
•All suppliers that were non-responsive will be further contacted to encourage reply.
•All suppliers that did not know the origin of the 3TGs in products will be further encouraged to examine their supply chain and enact due diligence measures as per the OECD Due Diligence Guidelines.
c.Engage any of our suppliers found to be supplying us with 3TGs from sources that support conflict in the DRC or any of the Covered Countries to establish an alternative source of 3TGs that do not support such conflict.
E-5
d.Monitor industry best practices and continue to work with a third-party service provider to enhance our due diligence and supply chain management process, as appropriate. This includes requesting Conflict-Free sourcing by our suppliers as further described in our Conflicts Mineral Policy and in the contractual provisions described above in our Supply Chain section under Management Systems.
e.Consider replacing suppliers that remain non-responsive, or that are unable to enact due diligence measures as per the OECD Due Diligence Guidelines.
f.Work with suppliers to move to the latest CMRT where new smelter IDs are constantly being added.
g.Require the use of smelter identification numbers. Supplier responses will not be considered complete without identification numbers.
h.Suppliers will also be requested to inform CONMED of the correlation between these smelters and the products and parts they supply to CONMED.
i.CONMED, through our compliance partner, has reached out to the 29 non-conformant smelters.
j.There are 90 smelters not enrolled in the RMAP audits; however, 1 is currently in communication with our compliance partner who is providing guidance.
7. Independent Audit
In accordance with guidance issued by the SEC staff, we are not required to obtain an independent private sector audit of this Conflict Minerals Report for the year ended December 31, 2023.
E-6
Attachment A
| Metal | Smelter Name | Smelter Facility Location(a) | Smelter ID | RMAP Audit Status | ||||||||||
| Gold | 8853 S.p.A. | Italy | CID002763 | Non Conformant | ||||||||||
| Gold | ABC Refinery Pty Ltd. | Australia | CID002920 | Outreach Required | ||||||||||
| Gold | Abington Reldan Metals, LLC | United States of America | CID002708 | Conformant | ||||||||||
| Gold | Advanced Chemical Company | United States of America | CID000015 | Active | ||||||||||
| Gold | African Gold Refinery | Uganda | CID003185 | RMI Due Diligence Review - Unable to Proceed | ||||||||||
| Gold | Agosi AG | Germany | CID000035 | Conformant | ||||||||||
| Gold | Aida Chemical Industries Co., Ltd. | Japan | CID000019 | Conformant | ||||||||||
| Gold | Al Etihad Gold Refinery DMCC | United Arab Emirates | CID002560 | Non Conformant | ||||||||||
| Gold | Albino Mountinho Lda. | Portugal | CID002760 | Outreach Required | ||||||||||
| Gold | Alexy Metals | United States of America | CID003500 | Non Conformant | ||||||||||
| Gold | Almalyk Mining and Metallurgical Complex (AMMC) | Uzbekistan | CID000041 | Conformant | ||||||||||
| Gold | AngloGold Ashanti Corrego do Sitio Mineracao | Brazil | CID000058 | Conformant | ||||||||||
| Gold | Argor-Heraeus S.A. | Switzerland | CID000077 | Conformant | ||||||||||
| Gold | Asahi Pretec Corp. | Japan | CID000082 | Conformant | ||||||||||
| Gold | Asahi Refining Canada Ltd. | Canada | CID000924 | Conformant | ||||||||||
| Gold | Asahi Refining USA Inc. | United States of America | CID000920 | Conformant | ||||||||||
| Gold | Asaka Riken Co., Ltd. | Japan | CID000090 | Conformant | ||||||||||
| Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | Turkey | CID000103 | Outreach Required | ||||||||||
| Gold | AU Traders and Refiners | South Africa | CID002850 | Non Conformant | ||||||||||
| Gold | Augmont Enterprises Private Limited | India | CID003461 | Non Conformant | ||||||||||
| Gold | Aurubis AG | Germany | CID000113 | Conformant | ||||||||||
| Gold | Bangalore Refinery | India | CID002863 | Active | ||||||||||
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | Philippines | CID000128 | Conformant | ||||||||||
| Gold | Boliden AB | Sweden | CID000157 | Conformant | ||||||||||
| Gold | C. Hafner GmbH + Co. KG | Germany | CID000176 | Conformant | ||||||||||
| Gold | Caridad | Mexico | CID000180 | Outreach Required | ||||||||||
| Gold | CCR Refinery - Glencore Canada Corporation | Canada | CID000185 | Conformant | ||||||||||
| Gold | Cendres + Metaux S.A. | Switzerland | CID000189 | Non Conformant | ||||||||||
| Gold | CGR Metalloys Pvt Ltd. | India | CID003382 | Outreach Required | ||||||||||
| Gold | Chimet S.p.A. | Italy | CID000233 | Conformant | ||||||||||
| Gold | Chugai Mining | Japan | CID000264 | Conformant | ||||||||||
| Gold | Coimpa Industrial LTDA | Brazil | CID004010 | Conformant | ||||||||||
| Gold | Daye Non-Ferrous Metals Mining Ltd. | China | CID000343 | Outreach Required | ||||||||||
| Gold | Degussa Sonne / Mond Goldhandel GmbH | Germany | CID002867 | Outreach Required | ||||||||||
| Gold | Dijllah Gold Refinery FZC | United Arab Emirates | CID003348 | Outreach Required | ||||||||||
| Gold | Dongwu Gold Group | China | CID003663 | Outreach Required | ||||||||||
| Gold | Dowa | Japan | CID000401 | Conformant | ||||||||||
| Gold | DSC (Do Sung Corporation) | Korea, Republic of | CID000359 | Conformant | ||||||||||
| Gold | Eco-System Recycling Co., Ltd. East Plant | Japan | CID000425 | Conformant | ||||||||||
| Gold | Eco-System Recycling Co., Ltd. North Plant | Japan | CID003424 | Conformant | ||||||||||
| Gold | Eco-System Recycling Co., Ltd. West Plant | Japan | CID003425 | Conformant | ||||||||||
E-7
| Gold | Emerald Jewel Industry India Limited (Unit 1) | India | CID003487 | Outreach Required | ||||||||||
| Gold | Emerald Jewel Industry India Limited (Unit 2) | India | CID003488 | Outreach Required | ||||||||||
| Gold | Emerald Jewel Industry India Limited (Unit 3) | India | CID003489 | Outreach Required | ||||||||||
| Gold | Emerald Jewel Industry India Limited (Unit 4) | India | CID003490 | Outreach Required | ||||||||||
| Gold | Emirates Gold DMCC | United Arab Emirates | CID002561 | Non Conformant | ||||||||||
| Gold | Fidelity Printers and Refiners Ltd. | Zimbabwe | CID002515 | RMI Due Diligence Review - Unable to Proceed | ||||||||||
| Gold | Fujairah Gold FZC | United Arab Emirates | CID002584 | Outreach Required | ||||||||||
| Gold | GG Refinery Ltd. | Tanzania, United Republic of | CID004506 | Active | ||||||||||
| Gold | GGC Gujrat Gold Centre Pvt. Ltd. | India | CID002852 | Non Conformant | ||||||||||
| Gold | Gold by Gold Colombia | Colombia | CID003641 | Conformant | ||||||||||
| Gold | Gold Coast Refinery | Ghana | CID003186 | Outreach Required | ||||||||||
| Gold | Gold Refinery of Zijin Mining Group Co., Ltd. | China | CID002243 | Conformant | ||||||||||
| Gold | Great Wall Precious Metals Co., Ltd. of CBPM | China | CID001909 | Outreach Required | ||||||||||
| Gold | Guangdong Jinding Gold Limited | China | CID002312 | Outreach Required | ||||||||||
| Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | China | CID000651 | Outreach Required | ||||||||||
| Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | China | CID000671 | Outreach Required | ||||||||||
| Gold | Heimerle + Meule GmbH | Germany | CID000694 | Conformant | ||||||||||
| Gold | Heraeus Germany GmbH Co. KG | Germany | CID000711 | Conformant | ||||||||||
| Gold | Heraeus Metals Hong Kong Ltd. | China | CID000707 | Conformant | ||||||||||
| Gold | Hunan Chenzhou Mining Co., Ltd. | China | CID000767 | Outreach Required | ||||||||||
| Gold | Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. | China | CID000773 | Outreach Required | ||||||||||
| Gold | HwaSeong CJ CO., LTD. | Korea, Republic of | CID000778 | Communication Suspended - Not Interested | ||||||||||
| Gold | Industrial Refining Company | Belgium | CID002587 | Non Conformant | ||||||||||
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | China | CID000801 | Conformant | ||||||||||
| Gold | International Precious Metal Refiners | United Arab Emirates | CID002562 | Outreach Required | ||||||||||
| Gold | Ishifuku Metal Industry Co., Ltd. | Japan | CID000807 | Conformant | ||||||||||
| Gold | Istanbul Gold Refinery | Turkey | CID000814 | Conformant | ||||||||||
| Gold | Italpreziosi | Italy | CID002765 | Conformant | ||||||||||
| Gold | JALAN & Company | India | CID002893 | Outreach Required | ||||||||||
| Gold | Japan Mint | Japan | CID000823 | Conformant | ||||||||||
| Gold | Jiangxi Copper Co., Ltd. | China | CID000855 | Conformant | ||||||||||
| Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | Russian Federation | CID000927 | RMI Due Diligence Review - Unable to Proceed | ||||||||||
| Gold | JSC Novosibirsk Refinery | Russian Federation | CID000493 | RMI Due Diligence Review - Unable to Proceed | ||||||||||
| Gold | JSC Uralelectromed | Russian Federation | CID000929 | RMI Due Diligence Review - Unable to Proceed | ||||||||||
| Gold | JX Nippon Mining & Metals Co., Ltd. | Japan | CID000937 | Conformant | ||||||||||
| Gold | K.A. Rasmussen | Norway | CID003497 | Outreach Required | ||||||||||
| Gold | Kaloti Precious Metals | United Arab Emirates | CID002563 | RMI Due Diligence Review - Unable to Proceed | ||||||||||
| Gold | Kazakhmys Smelting LLC | Kazakhstan | CID000956 | Outreach Required | ||||||||||
| Gold | Kazzinc | Kazakhstan | CID000957 | Conformant | ||||||||||
E-8
| Gold | Kennecott Utah Copper LLC | United States of America | CID000969 | Conformant | ||||||||||
| Gold | KGHM Polska Miedz Spolka Akcyjna | Poland | CID002511 | Conformant | ||||||||||
| Gold | Kojima Chemicals Co., Ltd. | Japan | CID000981 | Conformant | ||||||||||
| Gold | Korea Zinc Co., Ltd. | Korea, Republic of | CID002605 | Conformant | ||||||||||
| Gold | Kundan Care Products Ltd. | India | CID003463 | Outreach Required | ||||||||||
| Gold | Kyrgyzaltyn JSC | Kyrgyzstan | CID001029 | Non Conformant | ||||||||||
| Gold | Kyshtym Copper-Electrolytic Plant ZAO | Russian Federation | CID002865 | RMI Due Diligence Review - Unable to Proceed | ||||||||||
| Gold | L'azurde Company For Jewelry | Saudi Arabia | CID001032 | RMI Due Diligence Review - Unable to Proceed | ||||||||||
| Gold | Lingbao Gold Co., Ltd. | China | CID001056 | Outreach Required | ||||||||||
| Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | China | CID001058 | Outreach Required | ||||||||||
| Gold | L'Orfebre S.A. | Andorra | CID002762 | Conformant | ||||||||||
| Gold | LS-NIKKO Copper Inc. | Korea, Republic of | CID001078 | Conformant | ||||||||||
| Gold | LT Metal Ltd. | Korea, Republic of | CID000689 | Conformant | ||||||||||
| Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | China | CID001093 | Outreach Required | ||||||||||
| Gold | Marsam Metals | Brazil | CID002606 | Non Conformant | ||||||||||
| Gold | Materion | United States of America | CID001113 | Conformant | ||||||||||
| Gold | Matsuda Sangyo Co., Ltd. | Japan | CID001119 | Conformant | ||||||||||
| Gold | MD Overseas | India | CID003548 | Outreach Required | ||||||||||
| Gold | Metal Concentrators SA (Pty) Ltd. | South Africa | CID003575 | Conformant | ||||||||||
| Gold | Metallix Refining Inc. | United States of America | CID003557 | Outreach Required | ||||||||||
| Gold | Metalor Technologies (Hong Kong) Ltd. | China | CID001149 | Conformant | ||||||||||
| Gold | Metalor Technologies (Singapore) Pte., Ltd. | Singapore | CID001152 | Conformant | ||||||||||
| Gold | Metalor Technologies (Suzhou) Ltd. | China | CID001147 | Conformant | ||||||||||
| Gold | Metalor Technologies S.A. | Switzerland | CID001153 | Conformant | ||||||||||
| Gold | Metalor USA Refining Corporation | United States of America | CID001157 | Conformant | ||||||||||
| Gold | Metalurgica Met-Mex Penoles S.A. De C.V. | Mexico | CID001161 | Conformant | ||||||||||
| Gold | Mitsubishi Materials Corporation | Japan | CID001188 | Conformant | ||||||||||
| Gold | Mitsui Mining and Smelting Co., Ltd. | Japan | CID001193 | Conformant | ||||||||||
| Gold | MKS PAMP SA | Switzerland | CID001352 | Conformant | ||||||||||
| Gold | MMTC-PAMP India Pvt., Ltd. | India | CID002509 | Conformant | ||||||||||
| Gold | Modeltech Sdn Bhd | Malaysia | CID002857 | Non Conformant | ||||||||||
| Gold | Morris and Watson | New Zealand | CID002282 | Outreach Required | ||||||||||
| Gold | Moscow Special Alloys Processing Plant | Russian Federation | CID001204 | RMI Due Diligence Review - Unable to Proceed | ||||||||||
| Gold | Nadir Metal Rafineri San. Ve Tic. A.S. | Turkey | CID001220 | Conformant | ||||||||||
| Gold | Navoi Mining and Metallurgical Combinat | Uzbekistan | CID001236 | Conformant | ||||||||||
| Gold | NH Recytech Company | Korea, Republic of | CID003189 | Conformant | ||||||||||
| Gold | Nihon Material Co., Ltd. | Japan | CID001259 | Conformant | ||||||||||
| Gold | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | Austria | CID002779 | Conformant | ||||||||||
| Gold | Ohura Precious Metal Industry Co., Ltd. | Japan | CID001325 | Conformant | ||||||||||
| Gold | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | Russian Federation | CID001326 | RMI Due Diligence Review - Unable to Proceed | ||||||||||
| Gold | Pease & Curren | United States of America | CID002872 | Communication Suspended - Not Interested | ||||||||||
| Gold | Penglai Penggang Gold Industry Co., Ltd. | China | CID001362 | Outreach Required | ||||||||||
| Gold | Planta Recuperadora de Metales SpA | Chile | CID002919 | Conformant | ||||||||||
E-9
| Gold | Prioksky Plant of Non-Ferrous Metals | Russian Federation | CID001386 | RMI Due Diligence Review - Unable to Proceed | ||||||||||
| Gold | PT Aneka Tambang (Persero) Tbk | Indonesia | CID001397 | Conformant | ||||||||||
| Gold | PX Precinox S.A. | Switzerland | CID001498 | Conformant | ||||||||||
| Gold | QG Refining, LLC | United States of America | CID003324 | Outreach Required | ||||||||||
| Gold | Rand Refinery (Pty) Ltd. | South Africa | CID001512 | Conformant | ||||||||||
| Gold | Refinery of Seemine Gold Co., Ltd. | China | CID000522 | Outreach Required | ||||||||||
| Gold | REMONDIS PMR B.V. | Netherlands | CID002582 | Conformant | ||||||||||
| Gold | Royal Canadian Mint | Canada | CID001534 | Conformant | ||||||||||
| Gold | SAAMP | France | CID002761 | Non Conformant | ||||||||||
| Gold | Sabin Metal Corp. | United States of America | CID001546 | Communication Suspended - Not Interested | ||||||||||
| Gold | Safimet S.p.A | Italy | CID002973 | Non Conformant | ||||||||||
| Gold | SAFINA A.S. | Czechia | CID002290 | Conformant | ||||||||||
| Gold | Sai Refinery | India | CID002853 | Outreach Required | ||||||||||
| Gold | Sam Precious Metals | United Arab Emirates | CID003666 | Outreach Required | ||||||||||
| Gold | Samduck Precious Metals | Korea, Republic of | CID001555 | Non Conformant | ||||||||||
| Gold | Samwon Metals Corp. | Korea, Republic of | CID001562 | Communication Suspended - Not Interested | ||||||||||
| Gold | SEMPSA Joyeria Plateria S.A. | Spain | CID001585 | Conformant | ||||||||||
| Gold | Shandong Gold Smelting Co., Ltd. | China | CID001916 | Conformant | ||||||||||
| Gold | Shandong Humon Smelting Co., Ltd. | China | CID002525 | Outreach Required | ||||||||||
| Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | China | CID001619 | Outreach Required | ||||||||||
| Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | China | CID001622 | Conformant | ||||||||||
| Gold | Shenzhen CuiLu Gold Co., Ltd. | China | CID002750 | Outreach Required | ||||||||||
| Gold | Shenzhen Zhonghenglong Real Industry Co., Ltd. | China | CID002527 | Outreach Required | ||||||||||
| Gold | Shirpur Gold Refinery Ltd. | India | CID002588 | Outreach Required | ||||||||||
| Gold | Sichuan Tianze Precious Metals Co., Ltd. | China | CID001736 | Conformant | ||||||||||
| Gold | Singway Technology Co., Ltd. | Taiwan, Province of China | CID002516 | Non Conformant | ||||||||||
| Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | Russian Federation | CID001756 | RMI Due Diligence Review - Unable to Proceed | ||||||||||
| Gold | Solar Applied Materials Technology Corp. | Taiwan, Province of China | CID001761 | Conformant | ||||||||||
| Gold | Sovereign Metals | India | CID003383 | Outreach Required | ||||||||||
| Gold | State Research Institute Center for Physical Sciences and Technology | Lithuania | CID003153 | Outreach Required | ||||||||||
| Gold | Sudan Gold Refinery | Sudan | CID002567 | Outreach Required | ||||||||||
| Gold | Sumitomo Metal Mining Co., Ltd. | Japan | CID001798 | Conformant | ||||||||||
| Gold | SungEel HiMetal Co., Ltd. | Korea, Republic of | CID002918 | Conformant | ||||||||||
| Gold | Super Dragon Technology Co., Ltd. | Taiwan, Province of China | CID001810 | Outreach Required | ||||||||||
| Gold | T.C.A S.p.A | Italy | CID002580 | Conformant | ||||||||||
| Gold | Tanaka Kikinzoku Kogyo K.K. | Japan | CID001875 | Conformant | ||||||||||
| Gold | Tokuriki Honten Co., Ltd. | Japan | CID001938 | Conformant | ||||||||||
| Gold | Tongling Nonferrous Metals Group Co., Ltd. | China | CID001947 | Outreach Required | ||||||||||
| Gold | TOO Tau-Ken-Altyn | Kazakhstan | CID002615 | Conformant | ||||||||||
| Gold | Torecom | Korea, Republic of | CID001955 | Conformant | ||||||||||
| Gold | Umicore Precious Metals Thailand | Thailand | CID002314 | Non Conformant | ||||||||||
E-10
| Gold | Umicore S.A. Business Unit Precious Metals Refining | Belgium | CID001980 | Conformant | ||||||||||
| Gold | United Precious Metal Refining, Inc. | United States of America | CID001993 | Conformant | ||||||||||
| Gold | Valcambi S.A. | Switzerland | CID002003 | Conformant | ||||||||||
| Gold | WEEEREFINING | France | CID003615 | Conformant | ||||||||||
| Gold | Western Australian Mint (T/a The Perth Mint) | Australia | CID002030 | Conformant | ||||||||||
| Gold | WIELAND Edelmetalle GmbH | Germany | CID002778 | Conformant | ||||||||||
| Gold | Yamakin Co., Ltd. | Japan | CID002100 | Conformant | ||||||||||
| Gold | Yokohama Metal Co., Ltd. | Japan | CID002129 | Conformant | ||||||||||
| Gold | Yunnan Copper Industry Co., Ltd. | China | CID000197 | Outreach Required | ||||||||||
| Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | China | CID002224 | Conformant | ||||||||||
| Tantalum | 5D Production OU | Estonia | CID003926 | Outreach Required | ||||||||||
| Tantalum | AMG Brasil | Brazil | CID001076 | Conformant | ||||||||||
| Tantalum | D Block Metals, LLC | United States of America | CID002504 | Conformant | ||||||||||
| Tantalum | F&X Electro-Materials Ltd. | China | CID000460 | Conformant | ||||||||||
| Tantalum | FIR Metals & Resource Ltd. | China | CID002505 | Conformant | ||||||||||
| Tantalum | Global Advanced Metals Aizu | Japan | CID002558 | Conformant | ||||||||||
| Tantalum | Global Advanced Metals Boyertown | United States of America | CID002557 | Conformant | ||||||||||
| Tantalum | Guangdong Rising Rare Metals-EO Materials Ltd. | China | CID000291 | Conformant | ||||||||||
| Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | China | CID002492 | Conformant | ||||||||||
| Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | China | CID002512 | Conformant | ||||||||||
| Tantalum | Jiangxi Tuohong New Raw Material | China | CID002842 | Conformant | ||||||||||
| Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | China | CID000914 | Conformant | ||||||||||
| Tantalum | Jiujiang Tanbre Co., Ltd. | China | CID000917 | Conformant | ||||||||||
| Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | China | CID002506 | Conformant | ||||||||||
| Tantalum | KEMET de Mexico | Mexico | CID002539 | Conformant | ||||||||||
| Tantalum | Materion Newton Inc. | United States of America | CID002548 | Conformant | ||||||||||
| Tantalum | Metallurgical Products India Pvt., Ltd. | India | CID001163 | Conformant | ||||||||||
| Tantalum | Mineracao Taboca S.A. | Brazil | CID001175 | Conformant | ||||||||||
| Tantalum | Mitsui Mining and Smelting Co., Ltd. | Japan | CID001192 | Conformant | ||||||||||
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | China | CID001277 | Conformant | ||||||||||
| Tantalum | NPM Silmet AS | Estonia | CID001200 | Conformant | ||||||||||
| Tantalum | PowerX Ltd. | Rwanda | CID004054 | Conformant | ||||||||||
| Tantalum | QuantumClean | United States of America | CID001508 | Conformant | ||||||||||
| Tantalum | Resind Industria e Comercio Ltda. | Brazil | CID002707 | Conformant | ||||||||||
| Tantalum | RFH Yancheng Jinye New Material Technology Co., Ltd. | China | CID003583 | Conformant | ||||||||||
| Tantalum | Solikamsk Magnesium Works OAO | Russian Federation | CID001769 | RMI Due Diligence Review - Unable to Proceed | ||||||||||
| Tantalum | Taki Chemical Co., Ltd. | Japan | CID001869 | Conformant | ||||||||||
| Tantalum | TANIOBIS Co., Ltd. | Thailand | CID002544 | Conformant | ||||||||||
| Tantalum | TANIOBIS GmbH | Germany | CID002545 | Conformant | ||||||||||
| Tantalum | TANIOBIS Japan Co., Ltd. | Japan | CID002549 | Conformant | ||||||||||
| Tantalum | TANIOBIS Smelting GmbH & Co. KG | Germany | CID002550 | Conformant | ||||||||||
| Tantalum | Telex Metals | United States of America | CID001891 | Conformant | ||||||||||
| Tantalum | Ulba Metallurgical Plant JSC | Kazakhstan | CID001969 | Conformant | ||||||||||
E-11
| Tantalum | XIMEI RESOURCES (GUANGDONG) LIMITED | China | CID000616 | Conformant | ||||||||||
| Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | China | CID002508 | Conformant | ||||||||||
| Tantalum | Yanling Jincheng Tantalum & Niobium Co., Ltd. | China | CID001522 | Conformant | ||||||||||
| Tin | Alpha | United States of America | CID000292 | Conformant | ||||||||||
| Tin | An Vinh Joint Stock Mineral Processing Company | Viet Nam | CID002703 | Outreach Required | ||||||||||
| Tin | Aurubis Beerse | Belgium | CID002773 | Conformant | ||||||||||
| Tin | Aurubis Berango | Spain | CID002774 | Conformant | ||||||||||
| Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | China | CID000228 | Conformant | ||||||||||
| Tin | Chifeng Dajingzi Tin Industry Co., Ltd. | China | CID003190 | Conformant | ||||||||||
| Tin | China Tin Group Co., Ltd. | China | CID001070 | Conformant | ||||||||||
| Tin | CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda | Brazil | CID003486 | Conformant | ||||||||||
| Tin | CRM Synergies | Spain | CID003524 | Conformant | ||||||||||
| Tin | CV Ayi Jaya | Indonesia | CID002570 | Conformant | ||||||||||
| Tin | CV Venus Inti Perkasa | Indonesia | CID002455 | Conformant | ||||||||||
| Tin | Dongguan CiEXPO Environmental Engineering Co., Ltd. | China | CID003356 | Non Conformant | ||||||||||
| Tin | Dowa | Japan | CID000402 | Conformant | ||||||||||
| Tin | DS Myanmar | Myanmar | CID003831 | Conformant | ||||||||||
| Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | Viet Nam | CID002572 | Non Conformant | ||||||||||
| Tin | EM Vinto | Bolivia (Plurinational State of) | CID000438 | Conformant | ||||||||||
| Tin | Estanho de Rondonia S.A. | Brazil | CID000448 | Conformant | ||||||||||
| Tin | Fabrica Auricchio Industria e Comercio Ltda. | Brazil | CID003582 | Conformant | ||||||||||
| Tin | Fenix Metals | Poland | CID000468 | Conformant | ||||||||||
| Tin | Gejiu City Fuxiang Industry and Trade Co., Ltd. | China | CID003410 | Outreach Required | ||||||||||
| Tin | Gejiu Kai Meng Industry and Trade LLC | China | CID000942 | Non Conformant | ||||||||||
| Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | China | CID000538 | Conformant | ||||||||||
| Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | China | CID001908 | Non Conformant | ||||||||||
| Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | China | CID000555 | Non Conformant | ||||||||||
| Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | China | CID003116 | Conformant | ||||||||||
| Tin | HuiChang Hill Tin Industry Co., Ltd. | China | CID002844 | Conformant | ||||||||||
| Tin | Jiangxi New Nanshan Technology Ltd. | China | CID001231 | Conformant | ||||||||||
| Tin | Luna Smelter, Ltd. | Rwanda | CID003387 | Conformant | ||||||||||
| Tin | Ma'anshan Weitai Tin Co., Ltd. | China | CID003379 | Non Conformant | ||||||||||
| Tin | Magnu's Minerais Metais e Ligas Ltda. | Brazil | CID002468 | Conformant | ||||||||||
| Tin | Malaysia Smelting Corporation (MSC) | Malaysia | CID001105 | Conformant | ||||||||||
| Tin | Malaysia Smelting Corporation Berhad (Port Klang) | Malaysia | CID004434 | In Communication | ||||||||||
| Tin | Melt Metais e Ligas S.A. | Brazil | CID002500 | Non Conformant | ||||||||||
| Tin | Metallic Resources, Inc. | United States of America | CID001142 | Conformant | ||||||||||
| Tin | Mineracao Taboca S.A. | Brazil | CID001173 | Conformant | ||||||||||
E-12
| Tin | Mining Minerals Resources SARL | Congo, Democratic Republic of The | CID004065 | Conformant | ||||||||||
| Tin | Minsur | Peru | CID001182 | Conformant | ||||||||||
| Tin | Mitsubishi Materials Corporation | Japan | CID001191 | Conformant | ||||||||||
| Tin | Modeltech Sdn Bhd | Malaysia | CID002858 | Non Conformant | ||||||||||
| Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | Viet Nam | CID002573 | Outreach Required | ||||||||||
| Tin | Novosibirsk Tin Combine | Russian Federation | CID001305 | RMI Due Diligence Review - Unable to Proceed | ||||||||||
| Tin | O.M. Manufacturing (Thailand) Co., Ltd. | Thailand | CID001314 | Conformant | ||||||||||
| Tin | O.M. Manufacturing Philippines, Inc. | Philippines | CID002517 | Conformant | ||||||||||
| Tin | Operaciones Metalurgicas S.A. | Bolivia (Plurinational State of) | CID001337 | Conformant | ||||||||||
| Tin | Pongpipat Company Limited | Myanmar | CID003208 | Outreach Required | ||||||||||
| Tin | Precious Minerals and Smelting Limited | India | CID003409 | Active | ||||||||||
| Tin | PT Aries Kencana Sejahtera | Indonesia | CID000309 | Conformant | ||||||||||
| Tin | PT Artha Cipta Langgeng | Indonesia | CID001399 | Conformant | ||||||||||
| Tin | PT ATD Makmur Mandiri Jaya | Indonesia | CID002503 | Conformant | ||||||||||
| Tin | PT Babel Inti Perkasa | Indonesia | CID001402 | Conformant | ||||||||||
| Tin | PT Babel Surya Alam Lestari | Indonesia | CID001406 | Conformant | ||||||||||
| Tin | PT Bangka Prima Tin | Indonesia | CID002776 | Conformant | ||||||||||
| Tin | PT Bangka Serumpun | Indonesia | CID003205 | Conformant | ||||||||||
| Tin | PT Bangka Tin Industry | Indonesia | CID001419 | Active | ||||||||||
| Tin | PT Belitung Industri Sejahtera | Indonesia | CID001421 | Conformant | ||||||||||
| Tin | PT Bukit Timah | Indonesia | CID001428 | Conformant | ||||||||||
| Tin | PT Cipta Persada Mulia | Indonesia | CID002696 | Conformant | ||||||||||
| Tin | PT Menara Cipta Mulia | Indonesia | CID002835 | Conformant | ||||||||||
| Tin | PT Mitra Stania Prima | Indonesia | CID001453 | Conformant | ||||||||||
| Tin | PT Mitra Sukses Globalindo | Indonesia | CID003449 | Conformant | ||||||||||
| Tin | PT Panca Mega Persada | Indonesia | CID001457 | Outreach Required | ||||||||||
| Tin | PT Premium Tin Indonesia | Indonesia | CID000313 | Conformant | ||||||||||
| Tin | PT Prima Timah Utama | Indonesia | CID001458 | Conformant | ||||||||||
| Tin | PT Putera Sarana Shakti (PT PSS) | Indonesia | CID003868 | Conformant | ||||||||||
| Tin | PT Rajawali Rimba Perkasa | Indonesia | CID003381 | Conformant | ||||||||||
| Tin | PT Rajehan Ariq | Indonesia | CID002593 | Conformant | ||||||||||
| Tin | PT Refined Bangka Tin | Indonesia | CID001460 | Conformant | ||||||||||
| Tin | PT Sariwiguna Binasentosa | Indonesia | CID001463 | Conformant | ||||||||||
| Tin | PT Stanindo Inti Perkasa | Indonesia | CID001468 | Conformant | ||||||||||
| Tin | PT Sukses Inti Makmur | Indonesia | CID002816 | Conformant | ||||||||||
| Tin | PT Timah Nusantara | Indonesia | CID001486 | Conformant | ||||||||||
| Tin | PT Timah Tbk Kundur | Indonesia | CID001477 | Conformant | ||||||||||
| Tin | PT Timah Tbk Mentok | Indonesia | CID001482 | Conformant | ||||||||||
| Tin | PT Tinindo Inter Nusa | Indonesia | CID001490 | Conformant | ||||||||||
| Tin | PT Tirus Putra Mandiri | Indonesia | CID002478 | Communication Suspended - Not Interested | ||||||||||
| Tin | PT Tommy Utama | Indonesia | CID001493 | Conformant | ||||||||||
| Tin | Resind Industria e Comercio Ltda. | Brazil | CID002706 | Conformant | ||||||||||
| Tin | Rui Da Hung | Taiwan, Province of China | CID001539 | Conformant | ||||||||||
| Tin | Super Ligas | Brazil | CID002756 | Conformant | ||||||||||
| Tin | Thaisarco | Thailand | CID001898 | Conformant | ||||||||||
E-13
| Tin | Tin Smelting Branch of Yunnan Tin Co., Ltd. | China | CID002180 | Conformant | ||||||||||
| Tin | Tin Technology & Refining | United States of America | CID003325 | Conformant | ||||||||||
| Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | Viet Nam | CID002574 | Outreach Required | ||||||||||
| Tin | VQB Mineral and Trading Group JSC | Viet Nam | CID002015 | Outreach Required | ||||||||||
| Tin | White Solder Metalurgia e Mineracao Ltda. | Brazil | CID002036 | Conformant | ||||||||||
| Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | China | CID002158 | Conformant | ||||||||||
| Tin | Yunnan Yunfan Non-ferrous Metals Co., Ltd. | China | CID003397 | Conformant | ||||||||||
| Tungsten | A.L.M.T. Corp. | Japan | CID000004 | Conformant | ||||||||||
| Tungsten | ACL Metais Eireli | Brazil | CID002833 | Non Conformant | ||||||||||
| Tungsten | Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. | Brazil | CID003427 | Non Conformant | ||||||||||
| Tungsten | Artek LLC | Russian Federation | CID003553 | RMI Due Diligence Review - Unable to Proceed | ||||||||||
| Tungsten | Asia Tungsten Products Vietnam Ltd. | Viet Nam | CID002502 | Conformant | ||||||||||
| Tungsten | China Molybdenum Tungsten Co., Ltd. | China | CID002641 | Conformant | ||||||||||
| Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | China | CID000258 | Conformant | ||||||||||
| Tungsten | CNMC (Guangxi) PGMA Co., Ltd. | China | CID000281 | Outreach Required | ||||||||||
| Tungsten | Cronimet Brasil Ltda | Brazil | CID003468 | Conformant | ||||||||||
| Tungsten | DONGKUK INDUSTRIES CO., LTD. | Korea, Republic of | CID004060 | Outreach Required | ||||||||||
| Tungsten | Fujian Xinlu Tungsten Co., Ltd. | China | CID003609 | Conformant | ||||||||||
| Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | China | CID002315 | Conformant | ||||||||||
| Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | China | CID002494 | Conformant | ||||||||||
| Tungsten | Global Tungsten & Powders LLC | United States of America | CID000568 | Conformant | ||||||||||
| Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | China | CID000218 | Conformant | ||||||||||
| Tungsten | H.C. Starck Tungsten GmbH | Germany | CID002541 | Conformant | ||||||||||
| Tungsten | HANNAE FOR T Co., Ltd. | Korea, Republic of | CID003978 | Outreach Required | ||||||||||
| Tungsten | Hubei Green Tungsten Co., Ltd. | China | CID003417 | Conformant | ||||||||||
| Tungsten | Hunan Chenzhou Mining Co., Ltd. | China | CID000766 | Conformant | ||||||||||
| Tungsten | Hunan Jintai New Material Co., Ltd. | China | CID000769 | Non Conformant | ||||||||||
| Tungsten | Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch | China | CID002513 | Conformant | ||||||||||
| Tungsten | Hydrometallurg, JSC | Russian Federation | CID002649 | RMI Due Diligence Review - Unable to Proceed | ||||||||||
| Tungsten | Japan New Metals Co., Ltd. | Japan | CID000825 | Conformant | ||||||||||
| Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | China | CID002551 | Conformant | ||||||||||
| Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | China | CID002321 | Conformant | ||||||||||
| Tungsten | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | China | CID002313 | Communication Suspended - Not Interested | ||||||||||
| Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | China | CID002318 | Conformant | ||||||||||
| Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | China | CID002317 | Conformant | ||||||||||
| Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | China | CID002316 | Conformant | ||||||||||
| Tungsten | JSC "Kirovgrad Hard Alloys Plant" | Russian Federation | CID003408 | RMI Due Diligence Review - Unable to Proceed | ||||||||||
| Tungsten | Kenee Mining Corporation Vietnam | Viet Nam | CID004619 | Active | ||||||||||
| Tungsten | Kennametal Fallon | United States of America | CID000966 | Conformant | ||||||||||
| Tungsten | Kennametal Huntsville | United States of America | CID000105 | Conformant | ||||||||||
E-14
| Tungsten | Lianyou Metals Co., Ltd. | Taiwan, Province of China | CID003407 | Conformant | ||||||||||
| Tungsten | Lianyou Resources Co., Ltd. | Taiwan, Province of China | CID004397 | Conformant | ||||||||||
| Tungsten | LLC Vostok | Russian Federation | CID003643 | RMI Due Diligence Review - Unable to Proceed | ||||||||||
| Tungsten | Malipo Haiyu Tungsten Co., Ltd. | China | CID002319 | Conformant | ||||||||||
| Tungsten | Masan High-Tech Materials | Viet Nam | CID002543 | Conformant | ||||||||||
| Tungsten | Moliren Ltd. | Russian Federation | CID002845 | RMI Due Diligence Review - Unable to Proceed | ||||||||||
| Tungsten | Nam Viet Cromit Joint Stock Company | Viet Nam | CID004034 | Outreach Required | ||||||||||
| Tungsten | Niagara Refining LLC | United States of America | CID002589 | Conformant | ||||||||||
| Tungsten | NPP Tyazhmetprom LLC | Russian Federation | CID003416 | RMI Due Diligence Review - Unable to Proceed | ||||||||||
| Tungsten | OOO “Technolom” 1 | Russian Federation | CID003614 | RMI Due Diligence Review - Unable to Proceed | ||||||||||
| Tungsten | OOO “Technolom” 2 | Russian Federation | CID003612 | RMI Due Diligence Review - Unable to Proceed | ||||||||||
| Tungsten | Philippine Chuangxin Industrial Co., Inc. | Philippines | CID002827 | Conformant | ||||||||||
| Tungsten | Shinwon Tungsten (Fujian Shanghang) Co., Ltd. | China | CID004430 | Conformant | ||||||||||
| Tungsten | TANIOBIS Smelting GmbH & Co. KG | Germany | CID002542 | Conformant | ||||||||||
| Tungsten | Tungsten Vietnam Joint Stock Company | Viet Nam | CID003993 | Conformant | ||||||||||
| Tungsten | Unecha Refractory metals plant | Russian Federation | CID002724 | Non Conformant | ||||||||||
| Tungsten | Wolfram Bergbau und Hutten AG | Austria | CID002044 | Conformant | ||||||||||
| Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | China | CID002320 | Conformant | ||||||||||
| Tungsten | Xiamen Tungsten Co., Ltd. | China | CID002082 | Conformant | ||||||||||
| Tungsten | Yudu Ansheng Tungsten Co., Ltd. | China | CID003662 | Outreach Required | ||||||||||
(a) Locations were obtained directly from the individual smelter files. Therefore, the naming convention for the same location may vary across smelters.
E-15
Attachment B
This list of potential countries of origin is populated based on publicly available information, our RCOI and due diligence. It is important to note that this is also based on company level responses and therefore, it is not certain which of these countries of origin can be linked to our products.
| Albania | Ecuador | Kyrgyzstan | Saudi Arabia | ||||||||
| Andorra | Egypt | Liberia | Senegal | ||||||||
| Angola | El Salvador | Liechtenstein | Serbia | ||||||||
| Argentina | Eritrea | Lithuania | Sierra Leone | ||||||||
| Armenia | Estonia | Luxembourg | Singapore | ||||||||
| Australia | Ethiopia | Madagascar | Slovakia | ||||||||
| Austria | Fiji | Malaysia | Solomon Islands | ||||||||
| Azerbaijan | Finland | Mali | South Africa | ||||||||
| Belarus | France | Mauritania | South Sudan | ||||||||
| Belgium | Georgia | Mexico | Spain | ||||||||
| Benin | Germany | Mongolia | Sudan | ||||||||
| Bermuda | Ghana | Morocco | Suriname | ||||||||
| Bolivia (Plurinational State of) | Guam | Mozambique | Sweden | ||||||||
| Botswana | Guatemala | Myanmar | Switzerland | ||||||||
| Brazil | Guinea | Namibia | Taiwan | ||||||||
| Bulgaria | Guyana | Netherlands | Tajikistan | ||||||||
| Burkina Faso | Honduras | New Zealand | Tanzania | ||||||||
| Burundi | Hong Kong | Nicaragua | Thailand | ||||||||
| Cambodia | Hungary | Niger | Togo | ||||||||
| Canada | India | Nigeria | Turkey | ||||||||
| Central African Republic | Indonesia | Norway | Uganda | ||||||||
| Chile | Ireland | Oman | United Arab Emirates | ||||||||
| China | Israel | Panama | United Kingdom | ||||||||
| Colombia | Italy | Papua New Guinea | United States of America | ||||||||
| Congo | Ivory Coast | Peru | Uruguay | ||||||||
| Cyprus | Japan | Philippines | Uzbekistan | ||||||||
| Democratic Republic of Congo | Jersey | Poland | Vietnam | ||||||||
| Djibouti | Kazakhstan | Portugal | Zambia | ||||||||
| Dominica | Kenya | Russian Federation | |||||||||
| Dominican Republic | Korea | Rwanda | |||||||||
E-16